In this long run of financial firms, every organization has to pursue some ethical values and compliance program which sets the direction for the entire business functions. Being into service Industry as a part of this long run, P3 Capital also carries its own values and principles which impacts organizational culture and its values.
P3 Capital draws its power and influence from two things which are:
1. Delivering values to its customers with its handholding assistance since we assure the clients with our disciplined trading strategies with a rational approach.
2. Clients trust us. We are here because of our customers and so their trust brought us to this level wherein we take pride to declare that we are the largest research house in India which provides the clients with real time data.
Rules and Principles are made to resolve or evade the conflicts since no unethical practices can be entertained by the company in order to maintain its goodwill and reputation. At P3 Capital our rules and principles apply to everyone in the organization irrespective of all the levels. Everyone from the top level hierarchy should abide by these principles to adhere and obliged to portray themselves as per the company's code since we are highly rigid with our norms, policies and principles to be pursued.
P3 Capitals staff must carry out themselves the following rules:
1) Confidentiality: Among the P3 Staffers, while dealing with the Customers confidentiality is the factor which has to be observed at every step since we carry out so much confidential information while dealing with the clients and so an employee has no right to share, reveal or use any confidential information outside the company it breaches the norms of the company & trust of the client. Every application and software is highly secured and no one is authorized to use it for personal purpose.
2) Unauthorized to hold & operate Demat Account: No one in the P3 has the right to operate active Demat account since we believe in serving the clients instead of using the recommendation for our own benefits. In order to avoid any kind of disreputable practices in future we are highly bound to carry out this norm.
3) Respectful, Courteous & Unbiased: For a person in P3 every client or individual carries the same Importance so any misconduct or offensive behavior is not at all tolerated by the company. Everyone in the company has to be very courteous to firm while dealing inside or outside the company since P3 profoundly believes in complete hand-holding of the client with elegance and gentleness although while respecting every individual we commit to remain unbiased.
4) Authorized to share Company Recommendations: Everyone in P3 has right to share company recommendations and levels with the client as any recommendation which has been provided without the consent of our Research team is treated as “Personal Recommendation" which is strictly prohibited and leads to punishment and severe actions. Moreover, P3 Capital strictly follows trading Principles and Stop- loss Policy wherein Customer by default agrees to not doing /entering in to any trade without Pre Informed/defined Stop Loss.
Hence, this code is mandatory to be pursued in P3 Capital which has to be followed by everyone but it gives an overview and an indication which helps everyone who deal with dilemma, when no doubt. Breaching the Code is a CRIME at P3 Capital.